商業道德操守(金融業)單元六:金融業相關的商業道德 I
SFC: 2 CPT hours
HKMA ECF: 2 CPD hours
(此課程目標只提供英文版)
Objective
Business Ethics in the Finance Sector The course, ranging from theoretical perspectives to practical situations, is designed for financial service practitioners about what, why and how they should know and observe when dealing with various customers and businesses as a whole. In addition, those managerial officers can review how they should monitor their subordinates, so that some important morally-acceptable standards are maintained to upkeep the reputation and good will of the organization. The course also provides insights about how financial service professionals should operate their business activities in an ethical manner in view of different demands from various stakeholders under the unstoppable trend of globalisation process, yet the ever-changing needs of sustainable developments.
Content
-.Financial service providers-customer relationship: terms implied in Common Law
-.Financial service provider’s implied duties to customer: e.g. duty of secrecy
-.Financial service provider’s special implied duties to customer: e.g. fiduciary relationship
-.Upholding an ethical culture in the finance sector is of critical interest to various interested parties, e.g. regulators, banks, employees and customers
-.From regulator’s perspective: promoting stability within the banking and finance system
-.From bank’s perspective: prevention is said to be better than correction. Doing so helps protect stakeholders’ interests and enhance bank’s leading edge status and reputation
-.From employees’ perspective: the more cultivations of strong moral values made to employees, the more capability they have to come up with suitable solutions while they are facing ethical dilemmas
入學條件
年滿十八歲或以上
備註
.
課程報名
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截止報名日期
每班開課前七個工作天(不包括星期六)。
開課通知
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學費/收據
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課程報名表格
28361922