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Corporate Governance and Compliance

高峰進修學院
高峰進修學院
最新課程/研討會
課程編號
PBA60012
課程範疇
工商管理, 保險
課程程度
單元證書
開辦院校
高峰進修學院
上課時數
30
課程費用
港幣$7,800
班號 開課日期 上課地點 教學語言 網上申請 備註
PBA60012(12-SEP-2019) 2019.09.12 高峰進修學院
主要為英語,輔以粵語
PBA60012 Corporate Governance and Compliance
Date: Sep 12, 19; Oct 3, 10, 17, 24, 31; Nov 7, 14, 21
Time: 18:45 - 21:45 (Every Thu)
Exam Date: 5 Dec 2019 (Thu)

(此課程內容只提供英文版本)

Module Intended Learning Outcomes:

On completion of the module, students are expected to be able to:

  1. analyse the implementation, monitoring and promotion of the corporate governance and ethics in an organization in order to assess its corporate behaviour;
     
  2. propose policies and programmes on corporate governance for an organization in compliance with regulatory requirements; and
     
  3. evaluate effectiveness of corporate governance strategies and measures in improving business operations and promoting positive work culture and public image.

Learning Contents

  1. Introduction to corporate governance (CG)
  • Definitions of CG
  • Differences between governance and management
  • Basic concepts of CG
  • Historical development of CG
  • CG case examples
  • The importance of ethical behavior
  • Basic Theories of CG
  • Comparisons among theories
  • Relationship of CG and corporate performance
  • Elements of good CG
  • Issues of CG in the Asian context
  1. Board of Directors, board committees and company secretary
  • Board of Directors (CEO vs Chairman, structure of the board, fiduciary duties, independent directors, terms of directors, quality of directors)
  • The role of Board of Directors
  • Board’s role in strategy formulation
  • Concept of control and compliance
  • Management information/reporting
  • Board and its committees
  • Nomination committee
  • Remuneration committee
  • Audit committee
  • Company secretary
  1. Internal & external auditing, internal control, COSO framework, transparency and disclosure
  • External auditing
  • Internal auditing
  • Concept of internal control
  • COSO framework
  • The concept of risk management and risk committee
  • Accountability and transparency
  • disclosure requirements
  1. Corporate governance codes and regulatory framework
  • Legislation and regulatory framework
  • The Principles-Based Approach – UK and HK
  • UK Corporate Governance Code
  • The Rules-Based Approach – US
  • The Sarbanes-Oxley Act
  • OECD Corporate Governance Principles
  • ICGN Global Governance Principles
  • Codes developed by companies
  • Corporate governance for private companies – UKIoD and EVCA
  1. Shareholder rights and shareholder activism
  • Shareholder rights
  • Shareholder activism
  • Methods employed in shareholder activism
  • Demands in shareholder activism
  • The role of institutional investors
  • Stewardship code/principles of responsible investing
  1. Corporate social responsibility & ethical behaviour
  • Concept of stakeholders
  • Models of corporate social responsibility
  • Benefits from corporate social responsibility
  • Sustainability and triple bottom line
  • CSR/ESG reporting
  • Ethical theories
  • Conflict of interest
  • Code of conduct
  • Whistleblowing

 

課程報名

請使用指定的報名表格並按照表格內的“報名須知”報讀課程。
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截止報名日期
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學費/收據
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除學生之申請不獲接納或所選課程取消 / 改期外,所有已繳學費恕不退還。學費及學額亦不可作任何更改(包括不可轉班)或轉讓他人。
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## 工作天(不包括星期六及星期日)

課程報名表格
請按此下載

 

 

 

Mr. Eddy LAU (Programme Director)
Tel: 2836 1863
Email: eddylcw@vtc.edu.hk
 
Ms. Carrie Kwan (Programme Officer)
Tel: 2836 1852
Email: Carriekwan@vtc.edu.hk
 
Ms. Krystal TSANG (Programme Secretary)
Tel: 2919 1554
Email:krystalwin@vtc.edu.hk
 
Fax: 2891 5707

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