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商業道德操守(金融業)單元六:金融業相關的商業道德 I

高峰進修學院
高峰進修學院
最新課程/研討會 持續專業發展課程
課程編號
758F2
課程範疇
保險, 個人提升
課程程度
短期課程
開辦院校
高峰進修學院
上課時數
2
持續專業進修(CPD) / 持續培訓(CPT)時數
IA: 2 CPD hours
MPFA: 2 Non-core CPD hours
SFC: 2 CPT hours
HKMA ECF: 2 CPD hours
課程費用
港幣$180
班號 開課日期 上課地點 教學語言 網上申請 備註
758F2(6JUN2020) 2020.06.06 高峰進修學院
主要為粵語,輔以英語
日期:6.6.2020
時間:9:00am-11:00am
時數:2小時
地點:香港灣仔活道27號職業訓練局大樓9字樓

(此課程目標只提供英文版)

Objective

Business Ethics in the Finance Sector The course, ranging from theoretical perspectives to practical situations, is designed for financial service practitioners about what, why and how they should know and observe when dealing with various customers and businesses as a whole. In addition, those managerial officers can review how they should monitor their subordinates, so that some important morally-acceptable standards are maintained to upkeep the reputation and good will of the organization. The course also provides insights about how financial service professionals should operate their business activities in an ethical manner in view of different demands from various stakeholders under the unstoppable trend of globalisation process, yet the ever-changing needs of sustainable developments.


Content

-.Financial service providers-customer relationship: terms implied in Common Law
-.Financial service provider’s implied duties to customer: e.g. duty of secrecy
-.Financial service provider’s special implied duties to customer: e.g. fiduciary relationship
-.Upholding an ethical culture in the finance sector is of critical interest to various interested parties, e.g. regulators, banks, employees and customers
-.From regulator’s perspective: promoting stability within the banking and finance system
-.From bank’s perspective: prevention is said to be better than correction. Doing so helps protect stakeholders’ interests and enhance bank’s leading edge status and reputation
-.From employees’ perspective: the more cultivations of strong moral values made to employees, the more capability they have to come up with suitable solutions while they are facing ethical dilemmas


入學條件

年滿十八歲或以上


備註

.

課程報名

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課程報名表格

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28361922

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課程特點圖示
課程特點圖示:
  • 網上報名
  • 持續專業發展課程
  • 再工業化及科技培訓計劃
  • 普通話課程
  • 非華語人士中文課程
  • 最新課程/研討會
  • 持續進修基金課程
  • 職業英語課程
  • 國家普通話水平測試
  • Vplus 工程專才
  • Vplus 創意專才