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Compliance Training Courses for Insurance Intermediaries Module 1 : IA's Code of Conduct for Licensed Insurance Agents

Institute of Professional Education And Knowledge (PEAK)
Institute of Professional Education And Knowledge (PEAK)
Latest Courses / Seminars Continuing Professional Development Apply Online
Programme Code
PE4200808
Subject Area
Regulatory and Legal Issues
Programme Type
Short Course
Offering Institution
Institute of Professional Education And Knowledge (PEAK)
Contact Hours
3
CPD / CPT Hours
HKMA ECF: 3 CPD hours
IA: 3 CPD hours (Ethics or Regulations)
SFC: 3 CPT hours
MPFA: 3 Non-core CPD hours
Programme Fee
HKD$330.00
Class Code Commencement Date Class Location Medium of Instruction Apply Online Class Remarks Class Status
PE4200808(17APR2026) 2026.04.17 Institute of Professional Education and Knowledge (PEAK)
Cantonese supplemented with English
Date: 17.4.2026
Time: 9:30am-12:30pm
Duration:3 hours
Venue: 9/F, VTC Tower, 27 Wood Road, WanChai

Objectives: (This course provides Chinese objectives only)

本課程旨在重温保險業監管局及其他監管機構,對保險代理人的行為操守及商業道德的要求,藉此希望加強保險代理人的素質。

Contents:

Module 1: IA’s Code of Conduct for Licensed Insurance Agents

  • Background and introduction of Insurance Authority (“IA”)’s Code of Conduct for Licensed Insurance Agents (Agents’ Code)
  • Major contents
  • General Principles
    • Honesty and Integrity
    • Acting and Fairly and in the Client’s Best Interests
    • Exercising Care, Skill and Diligence
    • Competence to Advise
    • Disclosure of Information
    • Suitability of Advice
    • Conflicts of Interest
    • Client Assets
  • Corporate Governance and Controls and Procedures

Entry Requirements

18 years old or above


Remarks

.

Enrollment
Please use the attached enrollment form and follow the “Notes for Applicants” in the form to apply for courses.
All places are allocated on a first-come-first-served basis. Incomplete forms and forms received without payment will be regarded as unsuccessful applications.

 

Deadline for Application
7 working days (Exclusive of Saturdays) prior to class commencement date.

Notification of Class Commencement
Successful applicants will be notified of the class information by the contact method specified on the enrollment form at least 3 working days before class commencement. PEAK will not be responsible for the loss of class notification sent by mail. Please contact us if you do not receive the notification before the class commencement (Tel.: 2836 1906).

Course Fees/Receipt
For a course commencing within 7 working days at the time of enrollment, trainees are required to settle the course fee by cash.

Course fees paid are also non-refundable, except for cases of unsuccessful applications and course cancellation or rescheduling. Fees paid and places enrolled are also not transferable, and request for course swapping will not be entertained.
Trainees will sign and collect the receipt at the first lesson. Fees paid after the enrollment deadline may result in delay in receipt issuing. For those who have not collected the receipts at the first lesson, our staff will contact them for picking up / mailing arrangement. PEAK will not be responsible for any loss in mailing. Trainees will be required to pay an administrative charge of HK$100 for their request for each additional receipt copy. Please send crossed cheque payable to “Vocational Training Council” with a written application attention to “The Course Team” of the Institute. (Inquiry: 2836 1862)

 

Enrollment Form for Programme Application

Please download here

28361922

Online Email Enquiry


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