Business Ethics Module 4: Finance Sector
MPFA: 2 Non-core CPD hours
SFC: 2 CPT hours
HKMA ECF: 2 CPD hours
| Class Code | Commencement Date | Class Location | Medium of Instruction | Apply Online | Class Remarks | Class Status |
| PE4200501(26MAR2026) | 2026.03.26 |
Institute of Professional Education and Knowledge (PEAK)
Institute of Professional Education and Knowledge (PEAK) |
English |
|
Date: 26.3.2026
Time: 2:00pm-4:00pm Duration:2 hours Venue: 9/F, VTC Tower, 27 Wood Road, WanChai |
Business Ethics Module 4: Finance Sector (2 hours)
1. Financial service provider-customer relationship: terms implied in common law
2. Financial service provider’s implied duties to customer
3. Financial service provider’s special implied duties to customer: fiduciary relationship
4. Upholding an ethical culture in the finance sector being of critical interests to various interested parties
5. Form regulator’s perspective: promoting stability within the banking and finance system
6. From bank’s perspective
7. From employee’s perspective
8. From customer’s perspective
9. Common malpractices and illegalities
Entry Requirements
18 years old or above
Remarks
.
Enrollment
Please use the attached enrollment form and follow the “Notes for Applicants” in the form to apply for courses.
All places are allocated on a first-come-first-served basis. Incomplete forms and forms received without payment will be regarded as unsuccessful applications.
Deadline for Application
7 working days (Exclusive of Saturdays) prior to class commencement date.
Notification of Class Commencement
Successful applicants will be notified of the class information by the contact method specified on the enrollment form at least 3 working days before class commencement. PEAK will not be responsible for the loss of class notification sent by mail. Please contact us if you do not receive the notification before the class commencement (Tel.: 2836 1906).
Course Fees/Receipt
For a course commencing within 7 working days at the time of enrollment, trainees are required to settle the course fee by cash.
Course fees paid are also non-refundable, except for cases of unsuccessful applications and course cancellation or rescheduling. Fees paid and places enrolled are also not transferable, and request for course swapping will not be entertained.
Trainees will sign and collect the receipt at the first lesson. Fees paid after the enrollment deadline may result in delay in receipt issuing. For those who have not collected the receipts at the first lesson, our staff will contact them for picking up / mailing arrangement. PEAK will not be responsible for any loss in mailing. Trainees will be required to pay an administrative charge of HK$100 for their request for each additional receipt copy. Please send crossed cheque payable to “Vocational Training Council” with a written application attention to “The Course Team” of the Institute. (Inquiry: 2836 1862)
Enrollment Form for Programme Application
28361922

